Issues in mutual fund distribution

JA Haslem - Available at SSRN 2070112, 2015 - papers.ssrn.com
This paper provides in-depth discussion of important issues related to mutual fund
distribution. The first two topics are fund distribution channel characteristics and Rule 12b-1 …

Decomposition of Greenhouse Gas Emissions Associated with an Equity Portfolio.

V Bouchet - Journal of Impact & ESG Investing, 2023 - search.ebscohost.com
While methodologies to measure the alignment of a financial portfolio with climate objectives
develop rapidly, historical and cross-sectional analysis of greenhouse gas emissions …

Toward Normative Transparency of Disclosure in a Revised Mutual Fund Total Cost Construct

JA Haslem - The Journal of Wealth Management, 2015 - jwm.pm-research.com
The first goal of this article is to review types of transparency—relative versus absolute and
positive versus normative, transparency of the SEC total expense ratio, stewardship and …

Measuring Market Risk: Approaches and Inherent Assumptions

J McMurray, S Melnikov - The Journal of Investing, 2013 - pm-research.com
While few debate the need to measure market risk, less agreement exists as to the best way
to accomplish this task. Measuring and understanding market risk is a challenging and …

Investing for Universal Energy Access

AA Farooquee - The Journal of Private Equity, 2017 - JSTOR
More than 1.2 billion people are without access to electricity. Universal energy access is a
challenging goal. However, the growth of mobile phones and the microfinance industry …

Negative General Effects on Mutual Fund Shareholder Performance

JA Haslem - Available at SSRN 2030981, 2013 - papers.ssrn.com
The study provides selected “negative general effects” that lower mutual fund shareholder
performance. First, ICA and federal court decisions have enabled generally higher fund fees …

Attributes and Implications of Mutual Fund Revenue Sharing and “Defensive” 12b-1 Fees

JA Haslem - The Journal of Wealth Management, 2019 - pm-research.com
Revenue sharing rewards brokers for high and higher sales and/or asset holdings of fund
shares, and further defrays current and higher broker costs of advertising and promotion …

Topics in Mutual Fund Transfer Agency and Revenue Sharing

JA Haslem - Available at SSRN 2826072, 2016 - papers.ssrn.com
This study relates to the overall concern that mutual fund payments of sub-accounting fees to
broker/dealers for sub-transfer agency, administration, sub-accounting, and other …

Normative Listing and Description of Mutual Fund Transparent and Opaque Fees and Expenses

JA Haslem - The Journal of Wealth Management, 2019 - jwm.pm-research.com
This study provides mutual fund shareholders with a normative listing of transparent and
traditionally opaque fees and expenses designed for most all funds. The most likely next …

Mutual Fund Negative General Effects on Shareholder Performance

JA Haslem - The Journal of Wealth Management, 2018 - pm-research.com
—Palmiter [2006] This study continues research from Haslem [2013b] that “focuses on
selected 'negative general effects' contributing to generally lower mutual fund shareholder …