The economics of securities regulation: A survey
PG Mahoney - Foundations and Trends® in Finance, 2021 - nowpublishers.com
This monograph reviews the academic literature that analyzes securities regulation from an
economic perspective. It begins by describing the institutional foundations of securities law …
economic perspective. It begins by describing the institutional foundations of securities law …
To Bundle or Not to Bundle? A Review of Soft Commissions and Research Unbundling
Brokerage houses historically have provided research and related services together with
order execution without separate fees. This practice of research bundling through so-called …
order execution without separate fees. This practice of research bundling through so-called …
Issues in mutual fund distribution
JA Haslem - Available at SSRN 2070112, 2015 - papers.ssrn.com
This paper provides in-depth discussion of important issues related to mutual fund
distribution. The first two topics are fund distribution channel characteristics and Rule 12b-1 …
distribution. The first two topics are fund distribution channel characteristics and Rule 12b-1 …
Mutual Fund'Soft-Dollar'Arrangements: Analysis and Findings
JA Haslem - Robert H. Smith School Research Paper, 2015 - papers.ssrn.com
In brief, mutual fund bundling services under soft-dollar arrangements may benefit
shareholders. However, it is also possible shareholder capital is wasted through these …
shareholders. However, it is also possible shareholder capital is wasted through these …
Mutual fund markets are imperfectly competitive
JA Haslem - Available at SSRN 2071326, 2013 - papers.ssrn.com
IMPERFECT COMPETITON TO SSRN 4_22_13 Page 1 Electronic copy available at: http://ssrn.com/abstract=2071326
1 4/22/13 John A. Haslem is Emeritus Professor of Finance in the Robert H. Smith School of …
1 4/22/13 John A. Haslem is Emeritus Professor of Finance in the Robert H. Smith School of …
Decomposition of Greenhouse Gas Emissions Associated with an Equity Portfolio.
V Bouchet - Journal of Impact & ESG Investing, 2023 - search.ebscohost.com
While methodologies to measure the alignment of a financial portfolio with climate objectives
develop rapidly, historical and cross-sectional analysis of greenhouse gas emissions …
develop rapidly, historical and cross-sectional analysis of greenhouse gas emissions …
Selling Africa to the world: The emergence of private equity in sub-Saharan Africa
D Sylvester, F Egeli - The Journal of Private Equity, 2000 - JSTOR
Africa is one of the last geographic frontiers for private equity investors: a virgin emerging
market. With 613 million people and an average growth rate nearing 4%, it is a continent of …
market. With 613 million people and an average growth rate nearing 4%, it is a continent of …
Toward Normative Transparency of Disclosure in a Revised Mutual Fund Total Cost Construct
JA Haslem - The Journal of Wealth Management, 2015 - jwm.pm-research.com
The first goal of this article is to review types of transparency—relative versus absolute and
positive versus normative, transparency of the SEC total expense ratio, stewardship and …
positive versus normative, transparency of the SEC total expense ratio, stewardship and …
[PDF][PDF] Persuasion and decision making: an investigation into the methods of persuasion used by sell-side broker dealers to influence buy-side asset manager …
J Rogers - 2023 - figshare.le.ac.uk
MiFID II is a series of regulatory changes that impact the financial services industry. For
investment banking, it represents more than compliance and transparency rules, it changes …
investment banking, it represents more than compliance and transparency rules, it changes …
Mutual Fund Total Cost Construct
JA Haslem - Journal of Index Investing, 2012 - papers.ssrn.com
The research provides the mutual fund Total Cost Construct that would provide “normative
transparency of disclosure" to shareholders if adopted by the fund industry and by the SEC …
transparency of disclosure" to shareholders if adopted by the fund industry and by the SEC …